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Clinical Waste Pre-acceptance
Producer Update
Who does this briefing note apply to ?
This note is aimed at the following producers of healthcare waste who send their waste to
clinical waste alternative treatment plants (alternative treatment includes treatment by heat,
chemicals and irradiation in order to render clinical waste safe. At present, this mainly relates to treating
infectious clinical waste to render it safe by disinfecting):
• Hospitals
• Veterinary practices
• Dental practices
• General practices and health centres
• Community pharmacies
• Ambulance Trusts
• Care Homes that provide nursing care
• Research laboratories that produce clinical waste
• Other medical practices.
It does not apply to domestic premises, care homes that do not provide nursing care, and
non-medical producers of clinical waste including tattooists, body piercing, and other minor
non-medical procedures in the hair and beauty industry.
What is waste pre-acceptance ?
Clinical waste alternative treatment facilities are required by their permits to obtain additional
detailed information on the composition of a waste before they receive it. This information
forms part of their ‘pre-acceptance’ checks. This requirement is not unique to the healthcare
sector.
What is required ?
For clinical waste, data including details of the process producing the waste; quantity of waste
produced; individual constituents of the waste stream; and, hazards associated with the
waste are required for each part of the producer premises. The provision of this information
will need to be repeated periodically so you should consider how you will maintain these
checks in the medium term. These types of pre-acceptance checks are regarded as current
best practice.
Further information on the detailed requirements can be found in section A6 2.1.1 of the
following guidance:
Appendix 6: Sector Guidance Note IPPC S5.06 – Supplementary PPC for clinical waste
Timescales for pre-acceptance compliance
We have acknowledged that implementation of pre-acceptance will take time. However many
of the permits were issued as early as 2006 with conditions which required improvement in
the way operators deal with pre-acceptance of waste, by certain dates. These dates have
now passed so full compliance is expected at such sites.
We will be reviewing compliance of site permits against these conditions in stages over the
next twelve months:
• On 1st October 2009 we will be focussing on waste from human or animal healthcare
hospitals.
• From 1st April 2010 we will be focussing on waste from veterinary and dental
practices.
• From 1st October 2010 we will be focussing on waste from general practices and
health centres.
• From 1st October 2010 we will be focussing on waste from all remaining healthcare
waste producers, for example, community pharmacies and nursing homes.
Do we have to do it ?
If you send your waste to an alternative treatment plant you must provide the operator with
information which will allow him to decide whether the waste can be safely treated at their
site. In addition, as producers of waste, you have a legal 'Duty of Care' to take all reasonable
steps to keep waste safe. The Duty of Care applies to everyone involved in handling the
waste, from the person who produces it, to the person who finally disposes of it, or recovers
it. If you give waste to someone else, you must be sure they are authorised to take it. ie a
registered waste carrier or a permitted site, and can transport, recycle or dispose of it safely.
Under the Duty of Care you must provide the person who takes your waste with information
that includes, the quantity of waste, EWC code, how it is packed, the substances in the waste
and a chemical and physical analysis of the waste.
Therefore, providing the information required as part of the pre-acceptance checks to the
treatment plant operator will enable him to decide whether the plant can safely treat the waste
and will help you to meet your Duty of Care obligations. We therefore recommend that you
provide this information when requested by your waste contractor.
What happens if I don’t do it ?
If you do not provide the information and therefore breach the Duty of Care, we could take
enforcement action against you. In addition, the operator of the clinical waste alternative
treatment plant may no longer be able to accept your waste into their plant as they will not be
able to meet their permit condition which requires them to carry out waste pre-acceptance
checks before they accept the waste.
Who can undertake the collection of the pre-acceptance data (referred to as the pre-
acceptance audit in the Appendix 6 guidance) ?
There are a number of options.
- You may collect the data yourself, however you need to ensure that you understand
what is required before doing so.
- You may employ a third party to collect the data on your behalf, or
- Your waste contractor may offer this as a service, for which they may charge. They
are not obliged to provide this service.
What should I do if I need further advice ?
If you need further advice on the information requested by the clinical waste treatment site, or
you believe that you may struggle to provide this information in the timescales indicated
above, you should contact the waste contractor who has requested the information.
Version 2.0
November 2009
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